Jane’s guide to suing your neighbor in the 15th-century

janes and 1

Lady Jane at a ‘con’

(Continued below…)

For his science and for his high renoun

Of fees and robes hadde he many oon

So great a purchasour was no-wher noon

Al was fee simple to him in effect

His purchasing might nat been infect

Chaucer – The Man of Law’s Tale, 1387

Jane Doe has a problem. Jane is a Lincolnshire landowner in the year 1456. Jane was the sole heiress of her father, himself a country squire of modest means but of ancient and dignified lineage. Upon his death, she inherited the Manor of Dale, about 12 miles east of Lincoln and just east of Bardney Abbey. Jane was only 20, she had received several offers of marriage but presently preferred to remain single; in this way she would keep her legal independence and control of her property. If married, the manor would then belong to her husband.

The Manor encompassed a ‘capital messuage’ (a manor house) in which the family lived. There were also twenty three individual lots, with houses and families. The heyday of serf feudalism was long over by the 1450s; these tenements were held on long leases by the families. There was also 40 acres of woodland, some warrens where they could catch rabbits and a small mill built adjacent to a pleasant stream.

Along with the rents, mill payments, and the like, as ‘lord of the manor’ (not the same as a peerage, simply means freehold owner of the manor) Jane held a manorial court from which she took the monetary benefits in the form of fines. Jane was also the lessee of some messuages and acreage in other manors, which she sub-leased for cash rents. This provided a comfortable living for Jane of perhaps £10 a year. It was far from extravagant, but if she were a man it would be sufficient for her to be characterised as a “gentleman”. It was still well below the £40 a year that a knight required to maintain their lifestyle. (continued below…)

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Jane’s ‘capital messuage’, her moated manor house

The Woodland

The woodland on Jane’s manor held many fine oak trees. These could be cut down for use in construction, or for sale. Fine, strong wood was a valuable commodity and the woodland was a valuable portion of the manor. For a time Jane had a contract with the monks of the Bardney Abbey; they would pay her for oaks. The abbey’s serfs (for monastic manors were often extremely conservative and many still held serfs in unfree tenure) would go to her woodland to cut the trees and transport them back to the abbey. However, a valuable resource such as this could also attract undesirable characters.

Sir John

Jane’s neighbouring manor, Waddingworth, was owned by Sir John Smith. Sir John was an exalted figure and the scion of one of the great county families of Lincolnshire. He held eighteen manors, and had a large retinue known as his “affinity”. These were men who wore his livery on their jackets. In return for his livery, for offices, salaries, sinecures, these men of his affinity pledged their loyalty including following him into physical battle if necessary. Sir John was also client to his patron Lord Beaumont, a great magnate of Lincolnshire and the East Midlands, and a man of great influence at the court of Henry VI. Lord Beaumont was Lord Great Chamberlain and Lord High Constable of England, indicating his strong connections to the Lancastrian house. (continued below…)

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A rich ‘belted knight’ like Sir John Smith. His income is well above £40 a year, and perhaps approaches that of some the lower barons

The Cause

One day early in 1456, Jane’s steward told her that Sir John’s men had cut down two fine oaks in the woodland and carried them off. When her steward had gone to speak to the steward of Waddingworth, he was told in no uncertain terms that he would not be getting the oaks back, and in fact Sir John now claimed to be in possession of a charter that proved the woodland had been part of Waddingworth since time immemorial. He implied that it would not be in their interests to meddle with Sir John, given he was so great of wealth and fame in the county.

However, Jane was not one to accept this lying down. Dale was the ancient home of her family, she knew that if she failed to respond, Sir John and his affinity would be encouraged and might start whittling away at the manor, and perhaps eventually even try to eject her from it and claim that the charter proved their ownership. Jane now knew that she had no choice but to seek the king’s justice.

Legal Options

She travels into Lincoln to consult with the family’s longtime attorney. He advises that she can sue for trespass and detinue (return of the oaks). He suggests that she obtain an advice from Thomas Fitzwilliam, the preeminent counsel in the city of Lincoln, and the three meet for a ‘con’ in the pews at Lincoln Cathedral. Having been duly advised, she engages them on retainer and instructs them to commence litigation.

Fitzwilliam’s retainer as her barrister is 3 shillings 6 pence per legal term for the duration of the case, not including fees for advice, conferences, for court appearances, travel expenses, etc. Her solicitor’s retainer is 1 shilling 11 pence per term for the duration of the case. She’s also charged 6 shillings 8 pence for the advice / conference, another 12 pence for copying/drafting of documents and a further 10 shillings for various legal fees that will have to be paid for issuing of the claim.

The first step for her solicitor is to procure an original writ out of the chancery. This is the central government department of chancery rather than the Court of Chancery. The writ is both the procedural device that confers jurisdiction on the court and compels attendance of the defendant, but it is also the embodiment of the cause of action. In medieval law, procedural law and substantive law are very much fused conceptually and in fact. (continued below…)

 

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The ruined Bishop’s Palace in Lincoln

On to London

Jane’s attorney now journeys down to London to commence the arduous, complex and at times infuriating process of 15th-century litigation. He travels to Westminster Palace to the chancery department to have the writ drawn up. It reads in part;

Rex Vicecomite, salutem, Si Joane Doe fecerit te securum de clamore suo prosequendo tunc pone per vadium et salvos plegios Johannem Smyth militi quod sit coram justiciariis nostris apud Westminstriae in quindeno Sancta Michis &c. tali die ostensurus quare vi et armis clausum ipsum Joane Doe apud Dale fregit et alia enormia et intulit ad grave damnum ipsius Joane Doe contra pacem nostram. Et habeas ibi nomina plegiorum et hoc breve

In essence, the king (“Rex”) writes to the sheriff (“Vicecomite”) saying Jane has secured pledges to prosecute “Johannem Smyth militi” (Sir John Smith) and the sheriff of Lincolnshire must arrest and secure the attendance of the defendant, or secure bail and sureties, to appear “coram justiciariis nostris apud Westminstriae” (at our court of justice at Westminster). He is ordered to bring Sir John Smith before the ‘common banc’ (Common Pleas) on the fourteenth day of Michaelmas term, at the very start of the legal year. Another writ for the detinue of having taken the oaks was also drawn up.

For the drafting of this writ, Jane’s solicitor sought out the ‘cursitor’ for the county of Lincolnshire (naturally, he resides in London). The cursitor is a chancery department official in charge of drafting writs. It is very important that all of the details, names, places, on the writ are properly recorded otherwise the defendant can secure an “abatement” at a later stage. Jane’s solicitor would present him with a paper setting out the relevant particulars, and the cursitor would draft the writ on a small strip of paper perhaps twelve inches long and of varying width according to the scope of the matter. The writ would be folded and then sealed with the great seal (for it was, officially, a letter from the king to the sheriff). Upon payment of a fee, 6 pence to the chancery department and a progressive-scale fee to the cursitor (1/200th of the value of the claim), the writ would be handed over to Jane’s solicitor.

He would then take it to Westminster Hall to have it ‘tested’ and its existence recorded. The next stage is very important indeed; her solicitor must convey the writ to the sheriff of Lincolnshire. Such writs were known as “returnable”, the return day being the date set out in the text above, on which day the sheriff or his deputy will present in the Common Pleas either with defendant, or with return “non est inventus” (could not be found). In this case, Jane’s solicitor travelled to the sheriff’s deputy’s office on Chancery Lane and deposited it with him for safe-keeping, after which the deputy would send a warrant back to Lincolnshire conveying the substance of the writ, without physically risking its loss. (continued below…)

king's bench

Holding court in Westminster Hall. This defendant depicted did, in fact, turn up

Great Affinity

There is, however, one problem for Jane. As was said above, Sir John Smith is a man of great wealth and influence in Lincolnshire, and is protected by even higher men. Will the sheriff truly act against him? If he returns a “non est inventus”, will the sheriff dare execute a distraint against Sir John’s property to compel his attendance? The goal is to force Sir John or his attorney to appear at the Common Pleas, either to assert an abatement (a problem with the writ), request a licence to imparl (an application to adjourn in order to enter into settlement negotiations) or, most importantly, to plead.

He could make a ‘plea in bar’, such as a statutory limitation. He could ‘demur’, which is the legal equivalent of saying, “Yes, but so what?”; to admit the facts but deny they amount to a cause of action. Or he could ‘traverse’, which is to deny the factual allegations. It is important to note that Jane’s writ itself is not a plea. It is a summons. Only once she has secured the attendance of Sir John or his attorney can her barrister recite the “count”, i.e. “He counted that X carried off two fine oaken trees”.

A demurrer would occasion a mini-trial at the bar of the Common Pleas, for the justices to resolve whether the claim amounts to a cognisable case at law. If yes, Sir John gets his second bite at the cherry and at that point he can either imparl, or traverse and go to trial.

When, finally, both sides have reached the crux of a dispute, for example Sir John traverses the fact of trespass by claiming he owns the land himself, then they have finally “pleaded to issue” and the justices will issue an order to assemble a jury for a trial ‘nisi prius’ (unless before; that is, unless a jury trial can take place in Lincolnshire when justices are next on circuit, before one can take place at Westminster). In fact, ‘nisi prius’ was mostly a fiction; the goal and intention was a trial in the county court proximate to the dispute by two justices on circuit, and before a jury of twelve of their (male) peers.

The Cost of Doing Business

Exhausted, and after a long trip over muddy roads, staying in dubious taverns, Jane’s solicitor returns. He informs her of his progress and presents her with a bill of £2, 4 shillings and 8 pence for his expenses, copying of legal documents, chancery fees, accomodation, etc.

He also says that he has received a letter from Sir John Smith’s counsel, serjeant-at-law Sir William Laken. It has presented her two options. The first is an arbitration, a panel chaired by Sir John’s patron Lord Beaumont, and one barrister chosen each by Jane and Sir John. The other is £80 to sell him the Manor of Dale, along with issuing a release from the suit. Jane does not know what to do; £80 is far under value of the manor, and she does not want to leave her home. What would her father and ancestors think? The arbitration would also obviously be a stitch-up.

On the other hand, litigation will be long, arduous and expensive. She has already spent almost £4 on legal fees and that’s before a single appearance in court. And Sir John and his men could be dangerous. What will she do? Will she ever get her day in court?

–To Be Continued, in Chapter 2: Jane’s Day in Court

Medieval Litigation

As you can see, medieval litigation could be an expensive and frustrating process. But I do not want to convey a sense that it was unmitigated evil. There were many laudable aspects, some of which can be read about in the blogpost linked at the very bottom of this page.

If you enjoyed this entry and would like to see more of the same, please do consider making a modest contribution to my fund for legal books and study expenses. Any contribution is greatly appreciated and enormously helpful;

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fundra2

Medieval Rule of Law

Some of the more laudable aspects of the 15th-century legal system;

https://orderofthecoif.wordpress.com/2018/08/05/litigation-by-ambush-paston-v-jenney-1471-and-the-flemings/

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Taking the BPTC in the 15th-century

olde-london

Inner temple, some 500 years ago

The 15th-century was the time in which English law came, in many ways, to resemble its modern form. There was parliament with a House of Commons and a House of Lords. There was a split legal profession, with attorneys and counsel providing distinct services. The legal profession started to publish practitioner guides, like Littleton’s Tenures, and law reports, called the Year Books.

A previous blogpost, A Day in the Life of a 15th-century Barrister, attracted significant interest, and so I felt that there may be some interest in how one became a barrister in the 15th-century.

Education

While law students of the 21st-century will attend university to become a lawyer, and some lawyers of the 15th-century did attend Oxford or Cambridge (the only universities then in existence in England), most would not attend either university and in fact the universities did not really teach the common law. They taught Roman civil law, in Latin. Despite the lack of common law instruction, reading civil law was not a wholly academic exercise; the church courts and admiralty courts were both civilian courts. Latin instruction was also useful insofar as becoming a lawyer in 15th-century required facility with three languages; Latin, in which the plea rolls and writs were written, English in which the oral aspect of court proceedings were conducted and in which ‘bills’ (statements of claim in county courts and the Court of Chancery) and depositions were written, and the late Anglo-Norman language known as Law French, in which the Year Books were recorded.

To commence one’s common law career, one would proceed to membership of an Inn of Chancery. The Inns of Chancery were subsidiary to the Inns of Court, each attached to a specific Inn of Court. For example, Clifford’s Inn and Lyon’s Inn were attached to the Inner Temple. Staple Inn and Barnard’s Inn were attached to Lincoln’s Inn. The residue of a few Inns of Chancery are still in existence in central London, if one knows where to look for them (continued below pictures).

staple inn

Staple Inn, on High Holborn

clifford

Doorway arch of Clifford’s Inn, off Fleet Street

Barnard's_Inn_Hall_(Gresham_College)

Hall of Barnard’s Inn, now Gresham College, behind High Holborn

The Inns of Chancery were the venue of training for attorneys (solicitors), and initial education for barristers. Like the Inns of Court and Oxbridge colleges, each would have had a hall, a library and accomodations for the students, teachers and possibly for practising attorneys. At an Inn of Chancery, one would learn about original writs, such as Novel Disseisin (a writ to recover lands from which the plaintiff had been dispossesed), mort d’ancestor (a writ to recover possession from a disseisor when one was the next right heir of the previous owner, who had possessed in their demesne as of fee) and darrein presentment (where one had been deprived of the right to present a candidate for a church benefice). Court procedure and terminology would also be taught.

Study at an Inn of Chancery might also provide an ‘off-ramp’ for an impecunious student who could not afford to continue onto the next stage of their education for the bar. They would instead to take up an apprenticeship as an attorney from one of the active practitioners with whom they would have regular contact at their Inn. Once the student had completed their study of writs and procedure, they could proceed onto their studies at one of the greater inns as an ‘inner barrister’.

A student would learn the law in three ways. They would attend court at Westminster Hall, sitting within the bar of the court and watching proceedings up close. The direct observation of cases and pleading was considered a very effective way of teaching the law. Below is a picture of the Court of King’s Bench; on the left, inside the bar of the court, are law students watching the proceedings. At the bottom, outside the bar of the court, is a litigant, an usher and two serjeants-at-law (a medieval super QC). (continued below)

pickb

The student would also attend moots in the Inns given by older students. A reader or bencher would pose a hypothetical case, and it would be argued by students who had reached the stage at which they were permitted to take part. For example, here is a moot question that was posed at an Inner Temple moot in the 15th-century;

A donee in tail is disseised; the disseisor grants a rent-charge in fee, and then enfeoffs the donor whereupon the donee enters and dies without heir; then the donor enters, and the question is; shall the donor be bound by this grant made by the disseisor, or not?

For the 15th-century barrister and law student, studying and mooting hypothetical cases was at the very heart of their education for, and practice of, the law. Each evening at the Inn, two ‘utter barristers’ had the responsibility of presenting a “doubtful case” before two benchers, who acted as the judges of the moot. Following the argument by the utter barristers, two inner barristers had to deliver a declaration of the law in Law French. The benchers then queried the utter barristers with questions and discussed the case, and finally gave judgment.

The final mode of learning was ‘readings’. A reader of the Inn would choose a statute on which to lecture. He would begin by discussing the words and meaning of the statute. He would then speak about, “such inconveniences or mischiefs as were unprovided for” by the statute. Then he would discuss differing interpretations and controversies of the statute. Following this, a general discussion would ensue, with the youngest utter barrister having the privilege of being the first to speak.

Academic year

The law student’s academic year followed the contours of the legal terms, and was split into three components. The first component was those weeks falling within the legal terms. During those periods, the student would attend court in the mornings. The courts at Westminster Hall sat from 8am to 11am, Monday to Saturday, during the legal term. The afternoon would be spent reading and discussing the law in tutorial groups. The evening was devoted to formal moots.

Outside of term was known as the ‘learning vacations’. During this part of the year, ‘readings’ on statutes would replace the morning court session, and the afternoon and evening activities would continue as in term time. Finally, during ‘dead vacations’, there was no morning session but activities would continue in the afternoon and evenings as before, however attendance was not compulsory. There was also a Christmas vacation from Christmas eve to the 7th January, during which attendance was compulsory. During summer, it is likely that the Inns were mostly vacated due to the risk of plague. All of the required attendance weeks probably added up to about 28 weeks a year, but the most determined students might well be there many more weeks as learning activities did continue during ‘dead vacations’.

The student would of course be living in the Inn, eating in hall and worshipping in the chapel. And as is normal for students of any era, there was a certain degree of misbehaviour and mischief. The Inns were, of course, adjacent to the excitement and novelty of the City of London, and for many it would be the first time in their life they had been to an urban area of more than a few thousand people. Furthermore, many of the students were not there with any serious intention to practice at the bar, but were sent by their parents to socialise them with the values and skills required by a young man of their station (predominantly gentry and lower nobility, and a few merchants’ sons). Such students could learn a bit of law that would be useful to know as a landowner, and make some useful connections. (continued below)

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Lincoln’s Inn chapel

The inns did have “chronic difficulties” with dice and card-playing in the halls out of hours. Some younger students were caught chasing rabbits in the warren belonging to Lincoln’s Inn. There were instances of disrespectful speech by students to officers of the Inn, some instances of theft and indeed violence. In an age where men customarily carried daggers, this was not wholly unexpected, and some fines were levied for students stabbing each other. Students were regularly fined for sneaking women into their chambers, which was strictly forbidden. The penalty for misconduct was typically a fine; from 20 pence for “unseemly language” or “chasing coneys” (rabbits) to £2 for “seizing a woman in Chancery Lane and bringing her into the Inn”. There were also “town and gown” disputes.

After six to eight years as an ‘inner barrister’, attending court to watch, taking part in moots, studying statutes, one would be called to bar as an ‘utter barrister’. They now had rights of audience in all common law courts save the Court of Common Pleas, which was technically (although not always in practice) restricted to serjeants-at-law. At this stage they might be called upon to become a reader, and this would lead automatically to becoming a bencher of the inn (and thus eligible to hold offices of the inn).

The next step in a career would be to attain the rank of serjeant-at-law, after which one had rights of audience in the Common Pleas, the premier common law court of the realm in which was heard pleas between subjects and all land law cases. Few medieval barristers attained this rank for it was almost a guarantee that one would become a justice of the bench after becoming a serjeant. Becoming a serjeant also meant leaving your inn behind, and moving to one of the Serjeants Inns. There were two, one on Chancery Lane (opened 1416) and one on Fleet Street (opened 1443). Sadly, both were destroyed during the war in the Blitz. (continued below)

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Serjeants Inn, Chancery Lane

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Serjeants Inn, Fleet Street

And there ends the 15th-century BPTC. Thanks indeed for reading, if you’ve enjoyed this and would like to see more, please consider making a donation to my legal texts fund. Donations of any size are gratefully received and go towards helping me to produce more blogposts on 15th-century English law and legal system.

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Four maidens, 8000 ducats: the Saga of Drapers’ Hall

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Drapers’ Hall today

On 28th July, 1540, Thomas Cromwell, the chief minister of Henry VIII, was led out to the block on Tower Hill and beheaded. This brought to a close a remarkable rise and career, from blacksmith’s son in parochial Putney, “ruffian… in his young days” and his unusual travels in Italy and the low countries, to being a successful member of the bar in London, chief secretary to Cardinal Wolsey and ultimately Master of the Rolls and chief minister of the Tudor state.

The year 1540 also saw the death of a certain merchant called Thomas Hoell, then resident in “Syvill in Spayne”. A man of apparent great wealth, he left in his will the following bequest;

“Item, I comaunde myne executours that I leve in Syvell that incontynent after my deathe , doo send to the citie of London 12,000 duckats of golde by bills of Cambio [bills of exchange], for to delyver to the house called Drapers’ Hall, to delyver theyme to the wardeynes thereof, and the saide wardeynes as sone as they have received the same 12,000 duckats, to bye therewith 400 duckats of rent yerely for ever more, in possession for ever more.

And it is my will that the saide 400 duckats be disposed vnto foure maidens, being orphans, next of my kynne and of bludde, to theire marriage, if they can be founde, every one of theyme to have 100 duckats; and if they cannot be founde of my lynnage, then to be geven to other foure maydens, though that they be not of my lynnage, so that they be orphanes honest and of good fame, and every of theyme 100 duckats, and so every yere, for to marry foure maydens for ever.

And if the saide 12,000 duckats will bye more lande, then the saide 12,000 duckats to be spent to the marriage of maydens, being orphanes, increasing the foure maydens aforesaide, as shall seme by the discretion aforesaide of the master and wardeynes of the saide house of Drapers’ Hall, and that this memoria to remayne in writing, in the booke of memoryes in the saide howse, in suche manner as it shall at no tyme be undon for ever.”

Hoell was leaving a sum of money to be used to buy land which would produce an income that would pay for dowries for orphan maidens, in order to buy them a good marriage. The money was to be applied to orphan maidens of his own lineage, and after paying out to all such women of his lineage, to then be paid to “orphanes honest and of good fame”. They were entitled to a marriage portion of 100 ducats each, or approximately £25.

Determining the modern value of the sum is particularly difficult because of the countervailing tendencies of inflation in the prices of goods and services in Tudor England, alongside deflation in the price of labour. However, I would estimate the £25 to be equal to approximately £50,000 in modern buying power. It would be an amount that could buy a very respectable marriage with perhaps the first son of a moderately prosperous country yeoman or city merchant. It would certainly save these women from a life of destitution. (continued below)

venezia_ducato_1400

Venetian ducat

Hoell entrusted the money to the Drapers’ Company, one of the ‘livery companies’ or guilds of London. The Drapers, the company of wool and cloth merchants, were first formally organised in 1361 and received a royal charter of incorporation in 1438. They are third in the order of precedence of livery companies, just below the Mercers and Grocers and above the Fishmongers and Goldsmiths.

The livery companies were not just fraternal organisations; they had responsibility for regulating the prices, business practices and even moral conduct of their members. They were associated with particular churches in the city where their members would worship. Like most medieval collegiate institutions, the activity of the companies were based around an inn that would include a great hall, a chapel and possibly a library (much like Oxbridge colleges and Inns of Court).

The city government of medieval and early-modern London was dominated by the livery company oligarchy and, in fact, the livery companies continue to enjoy considerable power in the City of London’s mind-numbingly complex electoral system (see short video below for the fascinating details…).

In the event, the Drapers’ received 8,720 ducats from Hoell’s executors. Hoell’s death coinciding with Cromwell’s death in 1540 meant that Cromwell’s property, which had now came on the market, could be snapped up by the Drapers. Austin Frairs, or the monastery of the Augustinian Friars, had rented out property on the southern side of the friary, on Throgmorton Street, to various court notables.

Cromwell was living in the Austin Friars property by the early-1530s and invested considerable sums renovating it and acquiring adjacent properties. He spent over £1,000 building this fifty-room capital mansion, which included large kitchens, a chapel, three courtyards, an acre of gardens, stables, tennis courts and a bowling alley. This property was not merely a house for the Cromwell family but an “an administrative base and urban palace where he could entertain important guests, potentially even the king himself”.

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Cromwell’s House w/ oriel windows from the Copperplate Map

In 1543, using the money from Hoell’s bequest, the Drapers’ Company purchased the Austin Friars complex (along with a number of other London properties in the attainted Cromwell estate) from the king. When the Drapers purchased the mansion from the king, they covenanted with the king to distribute the clear rents “to and for the marriage of poor maidens, being orphans”.

Instead, the Drapers turned Austin Friars into their livery company hall. While the original Cromwell mansion has long-since (and very sadly) been demolished, Drapers’ Hall remains on the Austin Friars site to this day. (continued below)

austin friars 1

At some point in the 1550s, former maidens related to Hoell learned about the bequest. As they would have been entitled to the £25 or so as their marriage portion, they and their husbands brought a complaint in the Court of Chancery against “William Chestre, knight and alderman of the citie of London and mayster of the … fraternytie … of drapers” along with the wardens of the company. The women bringing the claim were Crysly, Jane, Cristian, Katherine, Margaret, Florence, Anne, Eleanore, Jane and Maude.

They alleged that the Drapers had purchased lands rendering £105 a year in rents but were using the money to their own benefit rather than disbursing it according to the terms of Hoell’s will.

The litigation rumbled on for several years, with the women incurring legal costs, “to commission certeyne men of worshippe and learnyng to travayle for the determinacion and hearing of the same”. During the reign of Queen Mary (1553 – 1558), the Court of Chancery made a ruling, “that the examynacion and order of the premises dyd belong to the iurisdicion of the ecclesiasticall lawes … a supersedeas was dyrected to the said commissioners [plaintiff’s common lawyers] to surcease and no further to procede them”.

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Crysly v Chester (1559) | C78/16 No.34

The plaintiffs then had to instruct new lawyers, civil lawyers from the Doctor’s Commons who practised in the Roman law church courts; “the said complainants dyd prosecute … the premysses before certeyne commissioners in that behalf authorised by and frome the late lorde cardynall Pole which sute [suit] so farre procedyd that the said mayster and wardens preydyng that sentence therein were near at hande to be gyven”. In other words, judgment was about to be given.

However, the Drapers found a legal argument to prevent proceeding to judgment. They “alledged that because the legacies and thynge testamentory aforeseid by the purchase of the messuage [house] lande and tenemente aforesaid were converted to a mere laye inheritaunce and that the yerely rente revenewes and proffytes appoynted to be payd out of for the same is not examynable or determynable in the ecclesiasticall courte under payne of a praemunire but is merely examynable and determynable in the kyng and quenes majesties courte of recorde … in dede upon consideracion of the premysses it seemeth to most learned men so to be. Whereby the said plaintiffs have been mervelously delayd and impoverisshed as by the bill of complaint remayning of recorde in this honourable courte”.

In 1559 the matter finally came to judgment before Sir Nicholas Bacon, Lord Keeper of the Great Seal (between 1558 and 1579, no Lord Chancellor was appointed and Bacon acted as the head of the Court of Chancery).

Crook, James Wilson, active 1759-c.1789; Sir Nicholas Bacon (1509-1579), Lord Keeper of the Great Seal

Sir Nicholas Bacon, Lord Keeper of the Great Seal

The Drapers argued that to the best of their knowledge they had been giving money to orphan maidens, and than in any case they’d only received 8,720 ducats and that as a matter of law Hoell’s estate should have paid them the full 12,000 before they were under obligation to carry out the terms of the bequest. However, it seems that they knew the game was up and in their pleadings undertook to put the entire amount to the purpose set out in Hoell’s will.

Sir Nicholas ordered that the £84 a year should be paid out to four orphans, £21 each, and £21 apportioned to the maintenance and improvement of the property, and that this should continue “forevermore”. Sir Nicholas also ordered that the plaintiffs should receive their £21 each. In future, the Bishop of Llandaff and his staff were charged with identifying worthy maidens to receive the £21 payment and would issue a certificate upon which the Drapers would pay out the £21, and they would also receive a quitclaim from the Bishop’s staff extinguishing liability for that particular £21 for the year. He also ruled if further ducats were received to make up the 12,000 total, this could be applied to an increase paid out to the maidens but that the amount paid should not exceed £25 each per year.

In researching this case, I wondered about when and how the trust came to an end. I assumed that at some point in the late-19th century, the idea of buying a husband for worthy orphan maidens would become hopelessly anachronistic and that the object of the trust would be frustrated under the cy-pres doctrine and the money would have to be put to a different use. I concluded that while this might have been more difficult prior to the Charities Act 1960, a cy-pres variation of the terms of a trust must have still been possible under non-statutory equitable doctrines by application to the Chancery Division of the High Court (or to the Court of Chancery prior to 1875).

I did a search for relevant cases and found a case heard before the Master of the Rolls in 1843, almost 300 years after the complaint was heard before Sir Nicholas Bacon. While it was not a cy-pres application, it was still very interesting indeed. (continued below)

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Court of Chancery sitting in Lincoln’s Inn Old Hall in the 19th-century

Upon an information filed by the Attorney-General, on the certificate of the Charity Commission, the Court of Chancery under Lord Langdale MR inquired into Hoell’s bequest. The Charity Commission had noted in an inquiry in the early 1840s that the surplus now produced by Hoell’s bequest amounted to over £2,000 a year. The Drapers were still spending £84 a year on buying husbands for worthy orphans (a fairly modest gift given the inflation of the intervening years) but were applying the surplus to the company’s accounts. While a significant proportion of Drapers’ Company general funds (perhaps the substantial majority) were spent on charitable activities anyway, it was still the conclusion of the Attorney-General and the Charity Commission’s lawyers that the company was obligated to spend the entirety of the revenue arising from Hoell’s bequest on charitable purposes specified in his will. (continued below)

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Law report for AG v The Drapers’ Company

The Solicitor-General, Mr Pemberton Leigh and Mr Blunt, representing the Attorney-General, argued that under the terms of the will, the company was not entitled to take any benefit. Further, their covenant with the king upon purchase of the Austin Friars mansion and their answer in the 1559 case bound them to apply the entirety of the revenue of the investments to the charitable objects.

Sir Thomas Wilde, Mr Kindersley and Mr Lloyd, for the company, argued that under Sir Nicholas’ decree, the objects of the charity were expressly limited to £100 each year and that it could therefore be inferred that the company was entitled to the surplus. They also argued, “every presumption ought, at this distance of time, to be made in favour of the defendants who were shewn by constant usage to be entitled to the surplus”.

Lord Langdale disagreed with the company’s reasoning, and ruled that the entirety of the surplus should be applied to the charitable object. However, he also ruled that this would apply from the issuing of the information in the Court of Chancery, rather than seeking an account of moneys all the way back to 1559. It would seem that, as of 1843, money was still being expended by the company to purchase husbands for the orphan maidens, but I cannot believe that it continued for much longer after this. While the charitable object of providing a marriage portion was presumably frustrated by changing social mores, it would seem to me that given the company’s fortune was made in large part by Hoell’s bequest, they have a particular duty to apply their wealth to the advancement of working-class women as Thomas Hoell had intended so many years ago.

It would appear that is exactly what is happening, and the Howell bequest still exists as a discrete trust. Today it provides funding to girls schools in North Wales, and has disbursed £2.2 million in the last decade. It’s quite extraordinary to think that an otherwise little-known merchant could be bringing positive change to the lives of beneficiaries half a millennia later.

I leave you with some pictures of Drapers’ Hall courtyard and garden, an oasis in the bustling City of London, still on the same Austin Friars site.

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Was Edward VI’s Devise for the Succession lawful?

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Edward VI, King of England, Ireland and France

In mid-1553, the teenaged king Edward VI lay dying. The only legitimate son of Henry VIII, he had reigned for six tumultuous years, primarily under the tutelage of powerful regents; first his maternal uncle the Duke of Somerset, then the Duke of Northumberland. Henry VIII had two other children, Princess Mary (daughter of Katherine of Aragon) and Princess Elizabeth (daughter of Anne Boleyn). By the terms of Henry VIII’s will and the Succession Act of 1543, in default of Edward VI and the heirs of his body lawfully begotten, the crown would remainder to Princess Mary and her heirs, and then Princess Elizabeth and her heirs.

Concerned about possible backsliding toward Catholicism under Mary, Edward VI attempted to bypass this succession by promulgating a ‘Devise for the Succession’, backed by letters patent, which purported to displace Mary and Elizabeth from the succession. It  instead enfranchise the heirs of his cousin Lady Frances Brandon, the daughter of Henry VIII’s younger sister. The effect of this devise, if valid, would see Lady Frances’s first daughter Lady Jane Grey inherit the crown. Incidentally, Grey was married to the son of the regent, the Duke of Northumberland.

In the event, upon Edward VI’s death in July 1553, Princess Mary was able to gather sufficient support, and was sufficiently popular, to overthrow Lady Jane Grey’s administration following a 9 day reign.

In a recent, and I might add excellent, episode on the subject, the History of England podcast asserted that the Devise was a valid legal instrument and that Edward VI was entitled to dispose of the crown by letters patent. While this might be an entirely academic debate given the intervening years and the fact Grey was quickly overthrown, the question of the legitimacy of the devise is one that touches on the character of English government and the English constitution in the early modern period. Was England in effect an absolute monarchy, ruled by a caesar whose word was law? Or was it a constitutional monarchy whose sovereigns were bound by the rule of law, as set out in statute, custom and precedent?

In the first instance, one must look to the relevant statute, the 1543 act. It read, in part;

“in case it shall happen the king’s majesty and the said excellent prince his yet only son Prince Edward and heir apparent, to decease without heir of either of their bodies lawfully begotten (as God defend) so that there be no such heir … then the said imperial crown and all other the premises shall be to the Lady Mary, the king’s Highness’ daughter, and to the heirs of the body of the same Lady Mary lawfully begotten, with such conditions as by His Highness shall be limited by his letters patents under his great seal, or by His Majesty’s last will in writing signed with his gracious hand; and for default of such issue the said imperial crown and other the premises shall be to the Lady Elizabeth, the king’s second daughter, and to the heirs of the body of the said Lady Elizabeth lawfully begotten, with such conditions as by His Highness shall be limited by his letters patents under his great seal, or by His Majesty’s last will in writing signed with his gracious hand; anything in the said act made in the said twenty-eighth year of our said sovereign lord to the contrary of this act notwithstanding”

The legal effect of this act was fourfold;

(1) Mary and Elizabeth were reinstated into the line of succession, in default of any heirs of Edward VI, or of Henry with Katherine Parr

(2) Henry VIII was entitled to place conditions on their inheritance of the crown through the promulgation of letters patent to that effect

(3) Henry VIII was entitled to place conditions on their inheritance of the crown in his last will and testament

(4) The provisions of the Succession Act 1536, which displaced Mary and Elizabeth from the succession, were disapplied to the extent they conflicted with the 1543 act

The earlier Succession Act 1536, which displaced Elizabeth from the succession (Mary having been removed by the Succession Act 1534), conferred on Henry the power to dispose of the crown by letters patent or by his last will. This was not a power inherent in the king’s prerogative, as the transmission of the crown would ordinarily pass by automatic operation of succession law according to the rule of male-preference primogeniture (elder sons would inherit in preference to younger sons, sons would inherit in preference to daughters, if there were only daughters, they would inherit in preference to male relations of the collateral line, i.e. in preference to male uncles, cousins, etc).

Furthermore, the disposition of the crown had been controlled by acts of parliament long before the 1530s. It was broadly accepted that acts of parliament were necessary to ratify depositions of kings (as occurred to Richard II, Henry VI, Edward V and Richard III). In the aftermath of Bosworth, when asked why he had fought for Richard III, the Earl of Surrey had responded, “He was my crowned king, and if parliament had set the crown upon a stock, I would have fought for that stock”.

It is a principle of English law that where a statute conflicts with an executive instrument, the statute prevails. This has, in fact, been a principle of English law since the 1400s. There are cases that came before the King’s Bench in that period demonstrating this principle of law. Sir John Fortescue, Chief Justice of the King’s Bench in the 1440s and 1450s enunciated this principle in his works on constitutional law. Fortescue wrote a book called De Laudibus Legum Angliae, or In Praise of the Laws of England, in which he set out his views on the English constitution. Fortescue posited that unlike an absolute monarchy such as France, which he called a dominium regale, or a republican regime like ancient Rome, which he called a dominium politicum, England was a dominium politicum et regale. It was, in effect, a constitutional monarch. He commented that the king cannot make laws or levy taxes without the consent of parliament, and that judges were obliged by oath to follow the law even in the face of a direct order by the king not to do so.

Portrait_of_Sir_John_Fortescue_by_William_Faithorne,_from_Fortescutus_Illustratus_(1663)_by_Edward_Waterhouse

Sir John Fortescue, Chief Justice of the King’s Bench

This is not mere idealism; it was a principle of English law practised in the courts that the king was subject to the rule of law. This can be seen in cases where the courts regularly ruled against the position taken by the king’s attorney. For example, a 1464 case of trespass that came before two justices on circuit, Yelverton JKB and Bingham JKB. The plaintiff was successful in his claim and process issued to execute the judgment against the defendant. Several days later a letter bearing the privy seal of the king arrived ordering the justices to stay process against the defendant. The judges refused, commenting;

“We ought to do as reason and conscience counsel us. It is not honourable for us nor this court, nor for any other court to vary in our judgments, as to give judgment in a matter in one term, and to give a different judgment in another term”.

Additionally, the fact that parliament (and the Commons as the indispensable component) had the sole authority to levy taxes was, by the 1530s, a long-since accepted constitutional principle. England of the late-medieval and early modern period was not an absolute monarchy, no matter how much the despotic Tudors would have wished it so.

The superiority of statute law in the legal hierarchy of construction can be seen in the fact that the Statute of Proclamations 1539, which conferred on the king’s proclamations the effectiveness of statutes, (although it also provided that such a proclamation could not be used to change the common law, or punish or deprive a person of their goods without due process) had to be enacted at all. That statute was repealed in 1547. This principle was further underlined in the Case of Proclamations in 1610, when all the justices of England confirmed the principle that the king, “cannot change any part of the common law, nor create any offence, by his proclamation, which was not an offence before, without parliament,” and, “The king has no prerogative but that which the law of the land allows him”.

The Succession Act 1536, which gave the king the power to dispose of the crown by will or letters patent, was modified by the Succession Act 1543 which not only provided that Mary and Elizabeth were reinstated into the succession, but that any provision of the prior act which was inconsistent with the 1543 act was disapplied. That means that any provision in letters patent, proclamation or will issued pursuant to that act that sought to displace Mary and Elizabeth from the succession would be disapplied.

Furthermore, it is clear from the wording that the intent of parliament was to confer this power to dispose of the crown on Henry VIII particularly, not on the crown for all time.

In the History of England podcast, David Crowther argued for the legality of the devise on two bases; first, that the king had the inherent power to dispose of the crown by executive instrument, and second, that according to the ordinary principles of common law Mary and Elizabeth were bastards and thus ineligible to inherit. I believe I have, above, made a reasonable argument above as to why the king did not have such a power, and why even if he did, it was disapplied where it conflicted with the clear provision of statute law.

With regard to the second argument, this is in fact the sole argument advanced by Edward VI in his letters patent. Edward VI didn’t merely promulgate the devise, but letters patent were also issued setting out the reasoning for displacing his sisters, which served to give the change the force of an executive instrument. The letters patent, accepting parliament had enacted that Mary and Elizabeth were to be in the succession, advance as their only argument against them that the divorces of their mothers had been valid and they were bastards and therefore ineligible. The letters patent did not cite that the power to change the succession inhered in the king’s prerogative, or that it arose under the 1536 act. It says as follows;

“And for asmuch as the lymytacion of the imperiall crowne of this realme, being lymmited by authorite of parleament as is afforesaid to the said ladie Mary and ladie Elizabeth, beinge illegitimate and not lawfully begotten, forasmuch as the mariage had betweene our said late father and the lady Katherine … was clearly and lawfully undone … and likewise the mariage had betweene our said late father … was also clearely and lawefully undone … whereby as well the said lady Marye as also the said ladie Elizabeth to all intents and purposes are and be clearly disabled to aske, claime, or challenge the said imperiall crowne”

The essence of this argument is that according to the ordinary course of the common law, Mary and Elizabeth would not be able to inherit property. This argument is invalid on several bases. First, we have clear statutory authority for Mary and Elizabeth’s succession. The only body capable of altering the common law was parliament, and they did so in placing Mary and Elizabeth in the succession. Second, the ineligibility of bastards to inherit was according to the automatic operation of law. Prior to Wills Act 1540, the only way to leave land to your children other than according to male-preference primogeniture was to convey it to trustees first, who would then hold it to their use or otherwise convey it directly to them. Failing this, the land would automatically pass upon the death of the individual. The Wills Act 1540 created a significant change in the law whereby a person could devise land to any person using their will, in any proportion they chose. If they wanted to give half to their son and half to their daughter, that was their prerogative. If they wanted to leave everything to their bastard child, that was also their prerogative.

Finally, one might argue that applying the procedures of inheritance for ordinary people to the inheritance of the crown is logically dubious, and I would agree. The transmission of the crown is a matter of high state policy, and thus appealing to the ordinary provisions and procedures of common law inheritance (which had, since 1540, been disapplied anyway), as Edward VI did, is sketchy to say the least. So even if the common law had been as Edward VI’s letters patent asserted, the fact was that parliament had legislated differently. Indeed, there was precedent for such a thing. Edward VI’s grandfather Henry VII had no legitimate royal blood; his descent from Edward III came through the illegitimate Beaufort line.

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Sir Edward Montaqu, Chief Justice of the Common Pleas

The Chief Justice of the Common Pleas, Sir Edward Montagu, protested against the devise and the letters patent. He said it was not merely illegal, but treasonous. David Crowther implied that Montagu’s objections were pearl-clutching at best, and dishonest and self-interested at worst. But Sir Edward’s analysis of the law was correct. Not only was Mary entitled to the crown if one applied all of the ordinary doctrines of English law (statutes override executive instruments, the king cannot change the common law without parliament, etc), but it actually was treason. The Treason Act 1547 had provided that it was high treason to interfere with the succession as set out in the 1543 act;

“if any of the heires of the king … or any person or persons to whom the crown and dignity of this realm is limited and appointed by act of parliament made in the 35th year of the reign of King Henry VIII… do at any time hereafter usurp the one of them upon the other in the crown of this realm, or demand challenge or claim the same otherwise or in any other form or degree of descent or succession or in any other course form degree or condition but only in such manner and form as is declared in the said statute … that then all and singular offenders their aidders, comforters, abettors, procurors and counsellors therein shall be deemed and ajudged high traitor and shall suffer and incur the pains of death losses and forfeitures as is aforesaid in cases of high treason”

This was passed at the first parliament of Edward VI. It seems to me that the legal position couldn’t be clearer; the Succession Act 1543 was binding in its own right and through the provision in the 1547 act making its usurpation a crime. Any person in the succession who sought to change the succession as laid out in that act, and any person who aided and abetted such conduct, was guilty of high treason. While Edward VI himself couldn’t be guilty of high treason, Lady Jane Grey and every person who aided and abetted in seeking to displace Mary and Elizabeth (excepting Chief Justice Montagu, who was careful to procure a preemptive pardon from Edward VI well-knowing the devise was unlawful), were guilty under the terms of the 1547 act.

Based on the clear terms of the Succession Act 1543 placing Mary and Elizabeth back into the line of succession, the terms of that act disapplying any contrary provisions in the previous statute and any legal instruments arising under the 1536 act that purported to change the succession, given the terms of the Treason Act 1547 and widely-accepted common law principles of statute law overriding executive instruments where in conflict, it seems quite straighforward to say that the devise and the letters patent issued to displace the princesses from the succession were not lawful.

The superbly narrated, and at times hysterically funny, History of England podcast can be accessed at this website: https://thehistoryofengland.co.uk/

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A Medieval Parliament (Part 1): Dropping the Writs

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Medieval House of Lords. On the woolsacks sit the justices and serjeants-at-law. Peers, bishops and abbots are seated on the long benches. Flanking the king; “Alexander, Rex Scotor[um]”, and “Llewellyn, Princeps Walliae”.

The first in a three-part series examining late-medieval electoral law and parliamentary practices

The abiding image of the middle ages is best evoked with one quasi-derogatory word; ‘feudal’. It brings to mind foreboding castles, cruel and acquisitive nobles, peasants toiling under backbreaking conditions, mud and ploughs and dumpy little villages. And it is fair to say that these images have a basis in reality. But it also fails to capture, at least as far as England is concerned, the sophistication of its political system and its representative institutions.

The civil strife of the 13th-century, which had seen baronial rebellions against King John and his son Henry III, led to the creation of representative institutions involving not only the barons but also representatives of the more modest folk from the boroughs and shires. By the mid 14th-century, this representative body had settled into the form with which we are familiar today; a House of Commons of elected representatives, a House of Lords representing the peerage, and the monarch him/herself.

By the standards of European monarchs, the English kings subsisted in a state of relative poverty and were perpetually broke. They derived income from their feudal lands (the royal ‘demesne’), from customs charges (on wine, wool, etc), from court fines and payments made to the chancery for the issue of pardons, writs, charters and patents. With this revenue they were expected to cover all of the ordinary expenses of the court (food, clothing, servants, transportation, pensions, gifts, and magnificence in general) and government (judicial salaries, sheriffs’ expenses, castle upkeep, diplomatic missions, etc).

It was a constitutional principle, or at least a constitutional ideal, that the king should “live of his own”. In other words, he should make do with the revenues he had from his demesne and other sources without resort to direct taxation, except during wartime or national emergencies. If the king did require additional revenue through direct taxation, he could only secure it by parliamentary grant. By the 15th-century it was an entrenched constitutional convention that the consent of the House of Commons was the indispensable ingredient in grants of taxation. The Commons thereby had the opportunity to bargain their grant in exchange for the king’s agreement to petitions which, following a formal reading in both houses and the king’s consent, became statutes.

Composition and the Franchise

From the 13th-century, the Commons included representatives of the counties, known as ‘knights of the shire’, and representatives of the towns and cities, known as burgesses. In spite of the fact that perhaps no more than 10% to 15% of the population lived in urban areas, there were twice as many burgesses as there were knights of the shire in the House of Commons.

For example, in the 1399 parliament there were 74 knights of the shire and 181 burgesses (along with 49 lords temporal and 47 lords spiritual). Each county chose two knights of the shire, and each town two burgesses. How were these MPs selected? In each borough, the scope of the franchise was a decision for the borough itself and thus varied widely. In some boroughs, every free male householder was entitled to vote. In others, it was based on the property franchise (and there is some limited evidence of women voting under that franchise). In others still, the franchise solely encompassed members of the livery companies or even members of the town council only.

The evidence for the manner of selecting MPs in the shires is quite ambiguous before the late 14th-century. However, a statute passed in the parliament of 1406 enacts a procedure to be followed;

“Item, Prayer of the Commons: Election of knights of the counties. Considering the irregular election of knights of the shires for parliament, which are sometimes made in accordance with the sheriffs’ preferences or in other ways contrary to the form of the writs addressed to the sheriff, to the great disrepute of the counties and the delay of the business of the community of said county.

May it please our lord the king, by the assent of the lords spiritual and temporal, to ordain in this present parliament that henceforth elections of knights shall be carried out in the following manner. Namely, at the next county court to be held after the delivery of the said writ of parliament, proclamation should be made in full county court concerning the day and place of the parliament. And that all those who are there present, both suitors duly summoned for this reason as well as others, shall attend the election of their knights for the parliament; and then let the election be held in full county court, freely and impartially, notwithstanding any request or command to the contrary. And after they have been elected, whether the elected persons are present or absent, let their names be written in an indenture under the seals of all those who elected them and attached to the said writ of parliament. And this indenture thus sealed and attached shall be considered to be the return of the said writ with regard to the knights of the counties.”

An even more consequential statute was passed at the parliament of 1429. It enacted two provisions that were to form the essential basis of English electoral law from the late-medieval period.

“May it please your gracious lordship to consider the foregoing, and to provide and ordain by the authority of this present parliament that the elections of knights of the same counties in your realm of England, to be elected in future to the parliaments to be held henceforth, should be elected in every county by the people living and residing in them who each should have a free tenement worth 40 s . a year at least, in addition to the outgoings; and that those who will be thus elected should be living and residing in the same counties; and those who have the support of the majority of those who are able to spend 40 s . and above a year, as is said above, should be returned by the sheriffs of every county as knights for the parliament by sealed indentures to be made on this between the said sheriffs and the said electors”

The first enactment is to provide for an electoral franchise of those who have an annual landed income of 40 shillings (£2) clear of all charges. While this may seem, from our modern vantage point, a regressive and prejudiced act, it was in fact a very broad franchise by the standards of the day. The income necessary to support the lifestyle of a knight was £40 a year, an esquire £20. A gentleman would ordinarily have lands of at least £10 a year. 40 shillings (or £2 a year) went all the way down to the ranks of the yeoman farmer or prosperous peasant.

The same act also provided for a residency requirement, both as a limitation on the franchise and as an eligibility requirement for election as a knight of the shire. Finally, it provided that the knight who has the support of the majority of franchisees will be elected; the first provision in statute law enacting a democratic mode of political selection.

The ’40 shilling freeholder’ franchise was to survive all the way until the Reform Act 1918, when the property franchise was abolished for men (for women, until 1928 the franchise only covered those over the age of 30 occupying land with a rateable value of £5 or above).

Elections

As set out in the statutes above, the elections were held at the county court. Every four weeks, the sheriff of a county would hold a court to hear pleas for causes below 40 shillings in value, and to deal with certain criminal matters such as receiving indictments and remanding prisoners. The county court was in some ways the administrative heart of English medieval local government. Local gentlemen would assemble to sit on juries and grand juries (with the usual 40 shilling property qualification). On some occasions other county business might be transacted, such as the election of a coroner or a meeting called to facilitate a commission of inquiry or a commission of array. Proclamations and outlawries would also be read out at county courts.

Those in attendance would span the spectrum from ‘belted knights’ with incomes exceeding £100 right down to the prosperous peasant farmer with an income of £2. The richest landowners in the county would often send an attorney as their proxy, and we know that noblewomen, where they were a rich and influential force in the county, might also send their attorney (continued below…)

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A ‘belted knight’, Sir James Audley, from the Bruges Garter Book (c. 1430-1440)

If the writs had been promulgated to hold a parliament, the election of the ‘knights of the shire’ would be held at the next county court. As the 1429 statute provides, the knights were to be chosen by a majority of those in attendance who met the property qualification. But by what procedure?

A Common Pleas case from 1553, Buckley v Rice Thomas (Plowd. 119a), sheds some light on the manner of choosing. Henry IV’s 1406 statute provided that falsely returning a candidate was actionable and made the sheriff liable for £100 to the wronged candidate. In Buckley, a plaintiff was suing the sheriff for falsely returning another candidate. The defendant, Rice Thomas, replied that if Buckley was to assert he was the one truly chosen then he should be able to stipulate precisely how many votes he received, and how many against. The court disagreed, and in deciding the case thankfully provided some insight into the manner of how the candidates were chosen at the county court, before (as the statute above sets out) the writ naming the successful candidates was engrossed by the sealed indentures of the electors, and returned to the chancery.

“As to the second exception, it seems to me that the plaintiff shall not be forced to shew the certain number of the electors; for perhaps he was elected by voices or hands, as hath been said, in which case he could have no certain knowledge of the numbers, although by seeing the Hands or hearing the Voices it might be easily told who had the majority” – Saunders J

Contested elections seem to have been the exception rather than the norm. It appears likely that the local county families would often agree on the candidates before the vote itself. The fact that two candidates were elected might have made such compromises easier. But where the elections were contested, they could be very heated indeed.

A contested election

The election of 1461 occurred at a particularly unsettled time. It was the first parliament called by Edward IV after deposing the Lancastrian monarch, Henry VI. Yorkist and Lancastrian magnates vied for influence and sought to get their candidates returned. Writs were issued on 23rd May for a parliament to be held at Westminster, and after some delay it assembled in November that year.

In this election we find a particularly contentious selection for the county seat of Norfolk. Mid-15th century East Anglia was a place of intense magnate competition, colourfully recounted in the Paston letters. The two major magnates of East Anglia were the Mowbray Dukes of Norfolk and the de la Pole Dukes of Suffolk. That year, the Pastons (an untitled gentry family of moderate wealth, derived in large part from the labours of William Paston, who served as a Justice of the Common Pleas), had two of their properties seized by force. The castle of Caister, inherited from Sir John Fastolf, was taken by retainers of the Duke of Norfolk, while the manor of Dedham was seized by men of the Duke of Suffolk. In July of 1461 the county coroner was murdered.

In the context of this disorder it is unsurprising that that the election for the county seats of Norfolk would be highly contentious. John Paston, the head of the family, was a candidate for the seat, along with three other men. The other candidates were John Berney of Great Witchingham, Henry Grey the younger (son of a Mowbray retainer of the same name who had been returned for Norfolk in the parliament of 1450), and Sir William Chamberlain, another of the Duke of Norfolk’s affinity who had sought unsuccessfully to be elected in 1450.

The election proceeded as follows. For some reason it appears that it took three weeks for the election writ of 23rd May to reach Norfolk, where it was delivered to undersheriff William Pryce on 14th June. On the morning of 15th June the county court met for its normal four-weekly session, and also to transact the business of electing the parliamentary knights. Each of the four candidates brought along their supporters to vote for them. It seems that there was a dispute as to the extent of the electoral franchise and whether certain supporters met the property qualification. The sheriff, Sir John Howard (also nephew of the Duke of Norfolk and later to become Duke of Norfolk himself), alleged that the supporters of John Berney had behaved in a threatening manner, forcing the undersheriff Pryce to abandon the court and slip away under the protection of several local gentlemen.

Pryce wrote to Paston three days later to say that he believed that Grey and Paston had been duly elected and he intended to engross this result on the writ, although ultimately subject to his master, the sheriff. No such writ was returned, however, and as a result of the need to delay the parliament until November new writs were issued out of chancery on 13th June for the election of knights and burgesses.

By early July questions were raised as to whether a new election should be held. According to Sir John Howard, the undersheriff was prevented from holding the next county court on 13th July. The popular mood in Norfolk was increasingly ugly and primarily directed against the undersheriff, particularly by Berney’s supporters. Berney wrote to Paston on 17th July;

“And as for my playn dysposysson towards the undershrewe, I wyll hym no bodyli hurt, nor shalnot be hurt by me nor by no man that I may rewle; but the comynnes throw all the shyer be movyd again him for cause of his lyght demeanyng towardes them for this elexsyon of knygttes of the shyer for the parlement”

By 10th August the second writ had been received and John Howard attempted to hold a new election. According to his account, the 40 shilling freeholders assembled in the shire house elected Henry Grey junior and Sir William Chamberlain, however John Paston arrived on horseback, asserted a claim of a general franchise independent of income and then a mob of he and Berney’s supporters threatened the sheriff. Howard relocated the proceedings to the castle yard where, so Howard claims, Paston and his supporters prevented him from examining the assembled crowd as to their income, and forced him to seal an indenture electing Berney and Paston as knights of the shire.

In the following week, there was an altercation between Paston and Howard, in which Paston was stabbed with a dagger by one of Howard’s retainers. On 7th September the shire court was again assembled, however Howard asserts it was disrupted. No election indenture was returned for Norfolk, and when Howard returned the bundle of indentures for the other constituencies in his bailiwick (the county of Suffolk, for he was also its sheriff, along with the boroughs of Ipswich, Bishop’s Lynn, Dunwich and Great Yarmouth) he returned in place of the Norfolk indenture a report explaining the disruption at the county courts on 15th June, 13th July, 10th August and 7th September.

In mid-November the Lord Chancellor turned the bundle over to the Lord Chief Justice, John Markham, placing it within the rolls of the king’s bench where it remains to this day. All other indentures from that election (and indeed all elections between 1461 and 1523, excepting 1467) have been lost from the Chancery files.

On 17th November a writ of attachment was promulgated in the king’s bench against Paston, Berney and their followers, and on 1st December John Paston appeared in the Court of Exchequer to sue Sir John Howard for failing to make a return. The case report for Paston’s Exchequer claim, for the customary £100 set out in the statute of Henry VI, is extant and can be seen here at the link below.

(http://aalt.law.uh.edu/AALT7/E4/E13no147/aE13no147fronts/IMG_0056.htm).

It reads, in part;

“Johannes Paston, armiger, venit coram baronibus huius scaccarij primo die Decembris hoc termino per Thomam Harryson, attornatum suum, et queritur per billam de Johanne Howard, chivaler, nuper vicecomite comitatuum Norff’ er Suff’, presente hic in curia eodem die super visu compoti sui de officio vicecomitatus comitatum predictorum hic ad scaccarium reddendo per Thomam Depden, attornatum suum, de eo quod predictus nuper vicecomes ei iniuste detinet centum libras argenti quas ei debet”

Or

“John Paston, esquire, comes to the court of the barons of exchequer on the first day of December this term by Thomas Harryson, his attorney, and complains by bill against John Howard, knight, late sheriff of the counties of Norfolk and Suffolk, and is present in court …. the said previous sheriff unjustly detains £100 of silver which he owes”

Election litigation

The 15th-century is said to be the most unsettled and disordered period in English history since the Norman Conquest, and yet we have the outcome of a (if not democratic, then) representative election being litigated in a court of law, to be decided according to statutes enacted by parliament. Paston’s claim in Exchequer is an early, and possibly the first, instance of a long and honourable tradition of election litigation that reaches from the late-medieval all the way to modern cases like Erlam & Ors v Rahman [2015].

In these unsettled times, with the framework and principles of our democratic order under assault by extremists and despots, I think it’s worth remembering just how far back our record of representative government and the rule of law goes.

Trump, Tresilian and the Merciless Parliament

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Execution of Sir Robert Tresilian, Chief Justice of the King’s Bench – Feb, 1388

On 19th February, 1388, the Sir Robert Tresilian, Chief Justice of the King’s Bench of England, was arraigned for treason at the bar of the House of Lords. Despite having passed the better part of a quarter century as a lawyer and advocate, he was on this occasion dumbstruck and unable to speak. The Lords confirmed the verdict against him and he was drawn on a hurdle to the place of execution at Tyburn where he was strung up and his throat was cut.

Six days previously he had been impeached by the House of Commons. In accordance with the procedure for impeachment of executive officials that has subsisted in the English-speaking world since the 14th century, charges were drawn up by the lower house and remitted to the upper house for judgment.

Sir Robert was accused of treason, corruption and giving aid and counsel to traitors. For the Lords Appellant, the five peers who were the driving force behind the ‘Merciless Parliament’ of 1388, his real crimes were his radical notions of executive privilege and royal prerogative, and the support he had provided to the king in seeking to overthrow the lawful authority of parliament.

Two years previously, at the ‘Wonderful Parliament’ of 1386, the Lords Appellant had wrested control of the government away from the impetuous, arrogant and aggressive 19 year old king Richard II. At the commencement of the parliament, the king’s ministers had demanded that parliament accede to an unprecedented grant of taxation. In the medieval period, parliament granted taxation measures as ‘tenths’ and ‘fifteenths’. Tenths and fifteenths were grants of taxation equal to one-tenth / one-fifteenth of the notional value of all of the moveable goods of households in the kingdom in 1334. A grant of a ‘tenth’ and ‘fifteenth’ rendered approximately £38,500 of revenue.

The grant of one tenth and fifteenth was typical. Richard II’s ministers had demanded the Commons accede to a grant of four fifteenths and tenths, or approximately £155,000. The backlash was instantaneous; the House of Commons immediately drew up articles of impeachment for the Lord Chancellor, Michael de la Pole, Earl of Suffolk. Suffolk was found guilty by the Lords and lost his position as Lord Chancellor. This was the first legislative impeachment in the history of the English-speaking world. The most recent was the impeachment of President Clinton in 1998, which proceeded upon the same fundamental procedure; articles were drawn up by the House of Representatives and remitted to the Senate for judgment.

The Commission

Aside from the impeachment of Suffolk, the parliament of 1386 had imposed on the king a Commission of Government made up of fourteen lords and prelates. They were to control the royal administration for a period of one year, having powers to oversee the king’s household and appoint his household officers and government officials. They also had the authority to receive and disburse government revenues. The House of Commons granted a tenth and fifteenth, and excise taxes on wool and wine, which were conditional on the Commissioners exercising their powers undisturbed for the term of their commission. Undermining or hindering the commissioners was declared a capital offence.

Richard II was temperamentally incapable of accepting such a state of affairs with equanimity. He was an egocentric, bullying, arrogant man with an intense belief in the prerogative rights and executive privileges of the crown. After parliament rose, he and his household left London and decamped to the Midlands, to which he summoned a delegation of justices of the courts of King’s Bench and Common Pleas, headed by Sir Robert Tresilian. He posed to the justices a series of questions about the nature of royal authority, and procured from them legal advice to the effect that Commission of Government was treasonable.

Richard II also planned to seek help from the French to overawe and subdue parliament and the Lords Appellant. He reversed the war policy and sought to collude with the King of France, in effect selling the foreign policy of his country to its ancient enemy in order to buttress his own power. The king then raised an army of 5,000 men, intending to break the power of parliament and the Lords Appellant. He would find, however, that it was his power that was broken.

The royalist army engaged the army of the Lords Appellant at Radcot Bridge, and was routed.

Robert_de_Vere_fleeing_Radcot_Bridge

Robert de Vere, Duke of Ireland and Richard II’s favourite, escapes from Radcot Bridge – 1387

After Radcot Bridge, the lords and parliament had their revenge in the Merciless Parliament of 1388, in which Richard II’s ministers, household officers and allies such as the Earl of Suffolk, the Archbishop of York, Sir Robert Tresilian, Sir Nicholas Brembre (Lord Mayor of London) and his tutor Simon de Burley, were impeached, found guilty and sentenced to death.

Despots and Depositions

Richard II survived the Merciless Parliament and over time rebuilt his power and authority, however when during the late 1390s he gave himself over fully to despotism and oppression, he was deposed and killed, and the Duke of Lancaster became the new king, Henry IV.

Between the 1320s and the 1680s, six English kings were deposed, of which five were deposed in conflicts that arose generally out of despotic conduct and attempts to overturn the English constitutional principle that the king is subject to the law, not above it. This constitutional principle was explicitly set out in the 15th-century by Sir John Fortescue, Chief Justice of King’s Bench from 1442 to 1461. Fortescue asserted in his work De Laudibus Legum Angliae (In Praise of the Laws of England), that unlike continental monarchies, which were “dominium regale”, England was a “dominium politicum et regale”; in other words, royal authority operated under the rule of law as part of a political, representative constitution, rather than a constitution in which the king was effectively an emperor whose word was law.

Since the ‘Glorious Revolution’ of 1688, when James II was overthrown by parliament, the English-speaking world has not suffered a despotism or dictatorship. It has perhaps been the genius of the common law world that the elite of our societies viewed upholding the rule of law and representative government to be in their interests. While pre-20th century English and American societies were by no means democratic or egalitarian, they had representative government and they believed in the rule of law. We simply did not have dictators because untrammeled rule by one person was alien to our political, social and legal norms.

Kavanaugh and Trump

Trump is undoubtedly a break in this constitutional, rule-of-law tradition. Not since James II have we seen a leader in the English-speaking world who was so enamoured of their ‘divine right’ to rule, and of their executive privilege and authority. There is nothing conservative about a leader who would overturn hundreds of years of representative, constitutional norms. In fact, Trump himself is quite reminiscent of Richard II whose solipsistic, childish, bullying character has led some historians to label him as having a personality disorder. That Richard II sought to collude with the King of France really is the ‘cherry’ on top of this analogy.

And like a 21st-century Sir Robert Tresilian, Trump’s nominee for the Supreme Court, Brett Kavanaugh, is peddling a view of presidential authority that sees the president as being like an elected caesar; above the law and subject to nothing but his own judgment and conscience.

In the 1380s, parliament used impeachment to take out the king’s ministers and household officers where deposition of the king himself was not considered desirable. The US congress should not forget that their powers of impeachment include the power to impeach any federal official, including judges and cabinet secretaries. Impeachment has a long and honourable history in the common-law world and even if impeachment of Trump is undesirable for political reasons (it may be better to keep him around as an easy target in 2020), the use of the impeachment power against Trump’s subordinates would be an effective way to tie his hands, discredit his policies and overawe his underlings into fearing congress more than they fear Trump.

Societies do not avoid despotisms and dictatorships through statutes and regulations, and constitutional provisions. They avoid them through political and legal norms, and conventions of behaviour, that accrue over hundreds of years. And such norms can be undermined and even destroyed much more quickly than they develop. Allowing the Trump administration to be normalised helps to destroy those political norms that have been developing since the Wonderful Parliament of 1386. Bringing impeachment back into fashion would be an excellent way to fight this unwelcome development.

Litigation by ambush! Paston v Jenney (1471) and the Flemings

15th century people

Serjeant Jenney complains to his friends about Paston, before heading to a wizards convention

Imagine you’re in court representing a client. You’re getting into your stride in your opening submissions when a man comes out of nowhere and slaps a poorly-drafted money claim, written on the back of a napkin, onto the lectern. As your initial surprise wears off you recognise the man. He’s an old nemesis from your university days. You poured itching powder into his bed and he’s never forgiven you for it. In fact, he claimed it prevented him from getting a first and thus ruined a planned career at the commercial bar.

He demands that his claim be heard there and then. Expecting him to be dragged out of the court kicking and screaming, you are astonished when the judge agrees to hear submissions from both sides on the matter. Can you imagine the shock, the sense of outrage, the irritation?

It might be difficult to imagine it because the scene is so outlandish, but there is one person in the history of the bar who would know what it’s like. In 1471, serjeant-at-law William Jenney was pleading a cause in the Court of Common Pleas. His old enemy, Sir John Paston, entered the court and tendered a bill alleging a debt. Paston demanded it be heard immediately. Jenney protested that he was in court to deal with another matter on behalf of a client, but the justices agreed that submissions should be heard.

Sir John’s conduct seems reprehensible but is actually entirely understandable given the problems that inhered in 15th-century litigation. One of the most intractable problems was actually getting defendants to turn up to court. For example, here is a mesne process entry in the plea rolls of the Common Pleas from 1493.

parochia

It says;

“Sussex – Henricus Goodman de parochia Sanctus Egidi extra portam vocat Crepulgate per attornatus suum optulit se quartus die versus Thomam Maynard nuper de [illegible] in comitatu predicto husbandman de placito quod reddat ei quatuor libras quas ei debet et iniuste detinet et ipse non venit et praeceptum fuit vicecomites quod capiat et vicecomites modo mandat quod non est inventus…”

Or;

“Sussex – Henry Goodman of the parish of Saint Giles outside the gate called Cripplegate appeared by attorney on the fourth day of the return day against Thomas Maynard late of [illegible] in the aforesaid county husbandman [Maynard’s profession] in a plea of debt of £4 which he owes and injustly detains, and he did not come, and the sheriff was ordered to bring him, and the sheriff now certifies that he cannot be found”.

A very large number of mesne process entries in the plea rolls are of the “non est inventus” (‘cannot be found’) variety. John Doe against Jane Smith, Jane owes 40 shillings, she did not appear, the sheriff said she couldn’t be found, etc. This what what a writ was for; although it could in some ways be thought of as a medieval N1, its primary function was to ensure the appearance of a defendant, or to order the sheriff of a county to apprehend a defendant and bring them before the court.

While expensive writs recorded in Latin were necessary to litigate in the royal common law courts, litigation in the county courts could be commenced with an informal complaint, or “bill”, written in English. Litigation in the Court of Chancery was also commenced by bill.

The exception to the rule that cases in the King’s Bench or Common Pleas must be originated by writ was when you were litigating against a prisoner who was already in the custody of the court, or against an officer of the court. There was no need to obtain a writ to secure their attendance; they were already there.

It seems that when Paston saw Jenney in court, all his Christmases had come at once. No more faffing about with expensive writs and endless non-appearances. A hastily scrawled bill demanding some invented debt is handed over to the clerks with his issuing fee, and he gets to see Jenney sweat. What a delightful morning’s entertainment.

Jenney’s first pleading was that he was in court to minister to the business of his client, and should not be vexed with suits while representing another person’s interests. This apparently cut no ice with the justices so he then argued that since time immemorial, serjeants-at-law could only be impleaded by original writ. He demanded the court give judgment on whether it would accept jurisdiction of the claim.

Paston’s barrister, Serjeant Fairfax, responded that Jenney had appeared in answer to the bill and pleaded nothing in bar, so he prayed judgment for Paston’s debt, with damages and costs. Fairfax also argued that Jenney could not plead a prescription of the right not to be impleaded by bill as only a body corporate could prescribe, and also that as a putative negative right (not to be impleaded other than by writ), it could not be traversed.

This occasioned much argument and, as with so many medieval cases, we haven’t the foggiest who actually won. But it does serve to provide a good entree into writs and bills. In the 15th-century, something as simple as suing for an unpaid debt could occasion considerable cost and delay due to the arcane procedures of the Court of Common Pleas. Upon being summoned to court a defendant could plead ‘essoins’ or excuses for non-attendance, such as illness or being in the king’s service.

After the defendant had exhausted their three essoins and still not appeared, a writ of attachment would issue ordering the sheriff to seize some of his goods or secure pledges who would be fined in the case of non-appearance. If the defendant still did not appear, a writ of distress would issue for the sheriff to distrain his goods and the profits of his lands.

If still he did not appear to answer the claim, the plaintiff could seek a writ of capias to have the defendant seized bodily and brought before the court. However, the plaintiff would have to proceed through multiple stages of capias writs; testatum capias, alias capiaspluries capias and finally exigi facias after which the contumacious defendant would be declared outlaw. At that point, a capias utlagatum would issue.

thomas king's

Prisoners seized and brought before the Court of King’s Bench

With each of these stages the plaintiff would have to pay issuing fees and have his attorneys actively pursuing the matter in the courts. And even following outlawry, such a defendant might purchase a pardon from the king. In fact, the close rolls are full of such pardons issued after a fine is “paid into the hanaper”. So why would anyone bother with such a ponderous legal system? The answer is because sometimes it did work, and sometimes issuing a lawsuit was enough to trigger serious attempts at settlement.

However, given the above it’s not surprising that arbitration was extremely popular in late medieval England and many serjeants earned a good living providing this service. The exasperating, cumbersome nature of the Common Pleas and King’s Bench also made the Court of Chancery, with its simple procedures and complaint by bill very attractive indeed.

A good example of this is the 1440s chancery case set out in the bill of Arger v Vaill & Ors. Katherine Arger, “sometyme the wyfe of John Arger, the which John had for my sake grete frienship and availl in the countree of Flaundres, there of I was bore”. Katherine, a Fleming, complains to the Lord Chancellor that “for lakke of kindred and counsaill and for lakke of frienship and little Englysshe nether speke nor understond … it cost me £200 and more”.

Arger intro

“To the moste worshipfull fader in God, John, Archbisshop of Cauntubery, Chaunceller of Englond” – the opening prayer of Mrs Arger’s chancery bill

Katherine’s husband John had married her in her native Flanders, and retained significant business interests there. He passed away, and Katherine, speaking very little English and having no friends, family or legal counsel, was swindled by, “his attourneys Thomas Vaill and John Binfield”.

The sums in question are very large indeed. For example, Katherine speaks of, “seeing he was dede, they resseyvid an £100 of dette which was had of the enbassatours of Flaundres which was payd in Englond was dewe dette unto hym”. This is at a time when in income of £40 a year was deemed sufficient to support the rank and lifestyle of a knight.

Katherine asserts that John’s “grete goodes [and] riches … the which goodes the day of his deth that is notably knowen to all the worthy men of Norwich”, had not been transferred to her control. As widow, Katherine would be entitled to at least one-third of his goods and stock-in-trade, which she values at £1,054.

Landed property is also unlawfully sold by John’s attorneys, specifically, “A plase in Seynt Laurens parissh the which was sold for £40, besyde all his dettes the which they have knowyng of well and goodes moveable household array to his persone horses [cattle] shepe corn of which goodes I had none but 54 marks” (approx. £35).

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15th-century manor house of the sort Katherine and John may have lived in

The Court of Chancery wasn’t only a venue for the resolution of individual grievances; groups of individuals sometimes tendered bills that amounted to a request for a judicial review. In the 1460s, a group of Flemish weavers in London complained they were being expelled unjustly by the city authorities.

“Besechen mekely all the clothmakers aliene of the subarbes of London… they dwelt in the citee and yf so that the said beseechers myght dwellen within the citee as they did they would well bear now as they did afore but the Chambleyn of the Geldehall, the mairs clerk… will not suffer them to abide within the citee … and hath done arest certain of the said beseechers to their utter undoing but yf they have your gracious help and succour in this case”

European workers being thrown out of London seems a particularly topical case to see in the medieval rolls. But they clearly believed that they could secure justice in the English legal system, and late medieval England was a country that believed in and respected the rule of law. That faith was not misplaced; we have a 1464 case in the Year Books that perfectly embodies that belief and respect.

In 1464 a case of trespass was heard before two King’s Bench justices out on circuit. The plaintiff was successful and writs of capias and exigi facias were issued against the contumacious defendant. Several days later, a letter bearing the privy seal of the king had arrived ordering the justices to stay the process against the defendant. This writ under the privy seal had little legal standing and the king was effectively asking them to unlawfully set aside a judgment. Yelverton JKB and Bingham JKB refused, replying;

“They said that we ought to do as reason and conscience counsel us,  it is not honourable for us nor for this Court, nor for any other court to vary in our judgments, as to give judgment in a matter in one Term, and to give another different judgment afterwards in another Term”

For all Jenney’s frustration at being ambushed in court, he could feel secure in the knowledge that the matter would be decided by argument and disputation before the justices, rather than by wealth or ‘might makes right’. If the decision went against him, he could appeal by a writ of error to the King’s Bench, and thence to the Exchequer Chamber, and finally by bill to the High Court of Parliament.

It seems to me that it’s an enormous relief that whether it’s a question of legal aid or Article 50, we can have the same confidence in our justices on the Queen’s Bench or Chancery Division as the Flemish clothworkers and Katherine Arger did over 500 years ago.

The lady doth protest: Saye v Clifton (1451)

 

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Advocates pleading causes at the bar of the Court of Chancery, mid-15th century.

In 1450, England was shaken by a violent peasant uprising led by Jack Cade. Years of ineffectual rule by the incompetent Henry VI, regressive labour laws designed to put downward pressure on agricultural wages and military defeats in France created a perfect storm of discontent.

5,000 rebels assembled at Blackheath and then stormed the City of London, with Cade declaring himself Lord Mayor. As a placatory measure, Henry VI handed over to the rebels James Fiennes, 1st Baron Saye and Sele, who held the offices of Lord High Treasurer and Lord Chamberlain, along with Lord Saye’s son-in-law, William Cromer. They were hauled before an unlawful tribunal set up in the London Guildhall and sentenced to death, after which they were beheaded and their heads paraded around the city on pikes.

Lord Saye was survived by two children, Elizabeth and William, and his wife Emmeline. Emmeline was the daughter of Sir William Cromer, a wealthy doyen of the Drapers’ Company who had twice served as Lord Mayor of London and was also MP for the City of London in the House of Commons.

Under the common law of England, Emmeline could expect a life estate of one-third of Lord Saye’s landed property. As a widow, she would be a ‘femme sole’ and thus enjoy full legal independence; the ability to own property, to sue and be sued in her own name, to exercise legal authority over her tenants and servants, whether male or female. She was subject to the authority of no male relative, as were all unmarried women over the age of majority, and would possess a legal personality otherwise extinguished by marriage (and reactivated by widowhood).

Emmeline did not, however, receive the customary third that would have devolved to her upon her husband’s death. By the mid-15th century, the nobility typically conveyed their property to trustees, known as ‘feoffees-to-use’, to be held in a trust known as a use. They did this for a number of reasons. One was that that it permitted much greater freedom in the testamentary disposition of property, as opposed to allowing their lands pass by automatic operation of common law primogeniture; i.e. one-third to the wife for life, the rest to the first-born son, or to all daughters equally if there be no sons.

Another reason for conveying land to feoffees is that it permitted the nobility to avoid taxes and other disbenefits associated with holding land directly of the king as a tenant-in-chief (i.e. no superior landlord except the king), by the land tenure known as knight-service. Knight-service was land that was originally granted by the king, or by a lord, to a feudal vassal in exchange for the vassal’s fealty and their military service when called upon. Knight-service was particularly restrictive compared to other forms of land tenure, such as common socage (the only remaining form of land tenure today, following the Tenures Abolition Act 1660). Land might also be held as a tenant-in-chief per baroniam, with the added obligation of attending parliaments.

One ‘incident’ of knight-service was the right of the feudal lord, in this case the king, to receive a payment upon the heir succeeding to their lands. Another was the right of the feudal lord to have the wardship of any underage heirs; Littleton points out in his practitioner guide Tenures (1481), “For when such a tenant [holding by knight’s service] dieth, and his heir be within the age of twenty-one years, the lord shall have the land holden of him until the age of the heir of twenty-one years”. Finally, if a tenant-in-chief died without direct heirs their land would revert to the crown.

The nobility could avoid these fees and obligations by conveying their land to a group of trustees to be held in perpetual succession, so that the property would never devolve by operation of common law inheritance. As Milsom said in Historical Foundations of Common Law, in this way “the heir was smuggled in duty-free”.

Partially displacing the old feudal relationship between king and vassal, the nobility created a new set of relationships with their ‘feoffees’; professional advisers like attorneys and barristers, estate managers, their in-laws and their most trusted tenants. The old feudal tie of fealty was replaced by indentures, contracts, bonds and salaries paid out to liveried retainers. This new legal dispensation was an essential characteristic of the ‘bastard feudalism’ of the 15th century.

One possible drawback was that, like in the common law of the 21st century, a trustee or feoffee-to-use was the ‘legal’ owner of the property in question. If the feoffee failed to dispose of the land in the manner intended by the feoffor, they had no remedy at common law. In a 1464 case in the Common Pleas arising from such a situation, Moyle J said,

“These would be good facts in Chancery, for there the defendant shall aver the intention and purpose of such a feoffment… but here, by the course of the common law in the Common Pleas or King’s Bench, it is otherwise; for the feoffee shall have the land, and the feoffor shall not plead a justification against his own feoffment, whether it was on trust or otherwise”

This is precisely the situation in which Lady Saye found herself following the death of her husband. Instead of issuing a writ, in Latin, in the Court of Common Pleas or King’s Bench, the remedy was to tender a ‘bill’, written in English, in the Court of Chancery (a court of equity, not common law). We have here below the bill tendered by Lady Saye’s attorneys (solicitors), Thomas Clemens and Thomas Colye of London, to the Lord Chancellor, the Cardinal Archbishop of York, John Kemp.

Lady Saye

Lady Saye’s bill in the Court of Chancery

The bill commences with the formulaic ‘prayer’; “Right meekly beseecheth to your good lordship, Emmeline, Lady Saye, late the wife of James Fiennes, Knight, Lord Saye”. Lady Saye goes on to identify a number of men holding, “in their demesne as in fee all the manors, lands, rents and knight’s fees, advowsons of churches and chantries, with their appurtenances”, which had originally been enfeoffed upon Lord Saye and his professional advisers, Messrs Clifton, Rogger and Fineux.

Lady Saye asserts that this feoffment was to be held to the use of Lord Saye and to “perform the last will of the said James Fiennes the which James Fiennes all the days of his life by virtue of the said feoffment took the profits of the same, and in his last will ordained that the said feoffees after his decease should make an estate of the foresaid manors, lands, rents etc etc to your said beseecher” [to his widow Emmeline].

Lady Saye continues; “After which James Fiennes deceased your said beseecher hath oftentimes required the foresaid [Messrs Clifton, Rogger and Fineux] to make her estate in the said manors, lands, etc etc, according to the said last will. Which to do they duly refuse and daily continue to … take all the profits of the same”.

The bill concludes, “Whereupon if it please your gracious lordship.. to grant .. subpoena [requiring] the foresaid [Clifton, Rogger and Fineux] to appear before the kynge in his chauncerie upon a certain day … She shall pray for you”.

Unfortunately the Chancery archives principally contain bills and not the records of Chancery proceedings; we do not know anything further of the procedural history of the case. Lady Saye died the following year, in 1452. I am curious about whether Messrs Clifton, Rogger and Fineux took particular advantage of Lady Saye because she was a woman. I have written before about the sexism that inhered in English law at this time and it is quite possible that she was perceived to be an easy target. Her husband had just died after being thrown to the wolves by the king, and in the aftermath of the Cade rebellion it might have been perceived impolitic for the court to have been seen giving succour to Lord Saye’s wife.

We do know that the 3rd baron was never summoned to parliament; this could occur where a peer was judged too poor to maintain the expected magnificence of their rank, which hints at the possibility that the family never got that property back.

Having said that, a chancery bill necessarily tells only one side of the story. I would be disinclined to judge a case without hearing both sides, and with the distance of almost 600 years it is impossible to get any real handle on the underlying reality of the matter without seeing more evidence. Equally, while Lady Saye may have been a vulnerable widow, not all women of the 15th-century were such; others like Joan Beauchamp played the ‘magnate’ game just as well as the men, with a mix of litigation and violence as their main tools.

However, the barony of Saye and Sele still exists today; the current holder is the 21st baron, and the prolific Fiennes clan includes actors Ralph and Joseph Fiennes, explorer Ranulph Fiennes and author William Fiennes. Whatever the rights and wrongs of the case, it didn’t slow the family down for too long.

 

 

A day in the life of a 15th-century barrister

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Inner Temple and Fleet Street in 1561

There have been calls in recent years to do away with the split legal profession. Proposals for a fused legal profession come with regularity, and attempts have been made made to abolish wigs and gowns.

The English bar of the 1450s is a profession that may be eminently relatable in its attitudes and habits to the modern practitioner. In that vein, I felt a ‘day in the life’ might be interesting insofar as it exhibits the great antiquity of, and continuity in, the English bar and conveys a sense of the uniqueness of its traditions and practices.

Digs

Our barrister is an apprentice-at-law, the medieval equivalent of junior counsel. The medieval equivalent of senior counsel were the serjeants-at-law. There may have been approximately 1,000 apprentices across the four Inns, while there were often as few as half a dozen serjeants and sometimes even as few as three. An apprentice might also be a reader or bencher of his Inn.

In theory, the serjeants had exclusive rights of audience in the Court of Common Pleas, the premier civil court of the realm in which was heard real actions and pleas between subjects. In reality, it seems that apprentices did sometimes plead causes in the Common Pleas and given the court saw around 10,000 cases per year in the 1450s, it seems unlikely a half-dozen men could have appeared in every one.

Our barrister lives in chambers at the Temple during the legal term, while his wife lives in the country at his ancestral manor. Women are not allowed in chambers although it is common enough for members to sneak a lady friend into their room, and to pay a fine if caught. In fact, the records of the Inns register countless fines paid out for infractions; fornicating, blaspheming, gambling with dice, stabbing each other with daggers. In spite of the rambunctious nature of the medieval bar, the Inns are characterised by a great sense of camaraderie. The Temple was described in Elizabethan times thusly;

A place wherein are store gentlemen of the whole realm that repair thither to rule and obey by law, to use all other exercises of body and mind whereunto nature most aptly serveth to adorn by speaking, countenance, gesture and use of apparel, whereby amity is obtained and continued, that gentlemen of all countries in their young years, nourished together in one place with such comely order and daily conference, are knit together by continual acquaintance in such unity of minds and manners as lightly never after is severed.

Chambers is two rooms that our barrister shares with a fellow reader and a pupil; enough space for writing desks, a couple of chairs, straw mattresses, a small fireplace and storage space for documents.

His day begins before dawn and a tap on the window from a professional ‘knocker-up’, or human alarm-clock, is his wake-up call. The central law courts at Westminster Hall sit between 8am and 11am, Monday to Saturday, during the legal term. One is not given a particular time for a hearing; every case is a ‘floater’ so it pays to get there early.

Our barrister loads up his pupil with papers, quills and ink and they walk down to Temple wharf and engage a boatman to take them up-river to the Palace of Westminster. A short journey up-river is far preferable to walking or riding through the filthy, overcrowded streets.

Westminster

Landing at the Palace of Westminster, our barrister would encounter not the singular, neo-Gothic behemoth standing there today but a rambling precinct of buildings of various vintages. The palace is the nerve centre of the medieval English state; the location of the central law courts, a meeting place for parliament, an archive, a royal palace and a storehouse for treasure.

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The palace was focused around Westminster Hall, the home of the courts of King’s Bench, Common Pleas and Chancery. In an adjoining building was the Court of Exchequer and the Exchequer Chamber, the latter being a court of appeal. Adjacent to the Hall was the Painted Chamber, a throne-room in which the House of Lords met during parliaments. The House of Commons had no permanent home as yet but would often meet in the Chapter House of Westminster Abbey.

The courts themselves were situated inside the hall on raised wooden platforms. The southern end of the hall was shared by the King’s Bench and Court of Chancery, while the Common Pleas was situated on the western wall towards the northern end of the hall.

westminster-hall1

Along the sides of the hall were vendors selling stationery, legal texts, snacks and ale. The hall could be a cold and draughty place in late Michaelmas and early Hilary, with heat being provided by a number of small coal braziers.

In the morning during legal term, Westminster Hall was a very busy, and noisy, place. Litigants, attorneys and barristers would congregate around the bar of the court waiting for their case to be called. There would also be numerous law students in attendance, for the direct observation of court proceedings was considered to be a most efficacious mode of teaching the practice of law.

The judges sat on a raised platform with their backs to the wall. At their feet were the clerks of the court; they would record the pleas for the plea rolls and legal argument for the Year Books (medieval law reports). Order would be kept by ushers armed with white staffs.

king's bench

The white-capped fellows standing at the bar are serjeants-at-law; the spectators at left are law students. The court usher on top of the clerks’ table stands ready to give them a crack over the chops if they misbehave

Our barrister meets with his first client for the day, a prosperous merchant of Guildford who is the plaintiff in a claim of replevin (an action to recover personal property). The defendant is the sub-sheriff of Surrey whom the plaintiff claims has stolen his sheep. The barrister is to represent his client in a preliminary hearing.

This case management hearing is to resolve any issues of law and secure ‘joinder of issue’ so that an issue of fact can be presented to a jury to resolve (trial at nisi prius). That jury trial would then occur in the county court proximate to the controversy, presided over by a judge or judges of the King’s Bench, Common Pleas or Exchequer on circuit.

Some legal academics believe that the medieval barrister’s practice may have been “high-volume / low-fee”. Preliminary hearings at Westminster Hall primarily determined questions of law and could be highly abstract. In preparing for a case, a barrister might spend comparatively little time familiarising himself with the particular facts of his cases and instead focus on building and maintaining his knowledge of caselaw and hypothetical scenarios, and honing his ability to think on his feet and respond to unexpected or novel legal argument. His aim was to ensure that the question the court tendered to the jury was that which was most favourable to the client’s prospects. A 15th-century barrister practising at Westminster Hall might plead causes at the bar day-in, day-out without often seeing a verdict; that could be left to a provincial attorney who would take responsibility for the case once it was referred back to the county court for jury trial at nisi prius.

In the case before them, the defendant sub-sheriff’s counsel argues that two knights were elected to the House of Commons to represent Surrey in the recent parliament, that these knights are entitled by statute to recover their travel and subsistence expenses through an assessment levied on the county and that Guildford’s contribution was 40 shillings. The sheep were taken and sold to cover part of Guildford’s contribution.

Our barrister replies that the sub-sheriff still has the sheep, thus they cannot have been taken for the purposes of sale. The justices are against the plaintiff on this point; it is not a good ‘replication’ to the sub-sheriff’s defence as it does not go to the original issue of liability.

Our barrister then argues that the sheep were taken to satisfy the nonpayment of the levy by others, and not by him. He further argues that Guildford is an ancient borough that sends its own burgess to the House of Commons, and thus he cannot be chargeable for the parliamentary expenses of knights who are not his member of parliament.

The justices reply that statute gives the king the power to take this property to meet the expenses of knights of the shire, and that whatever is within the power of the king is within the power of the sheriff and his agents. The plaintiff’s remedy is, therefore, by way of petition to the king’s council or to parliament.

Our barrister has unfortunately not been able to secure a win for his client; the writ abates and his client’s case ends at this preliminary hearing without proceeding to a jury trial.

Exchequer Chamber

Our barrister moves on to his second case of the day, a matter of exceptional legal importance to be heard in the Exchequer Chamber. He is representing Simon Eyre, a pawnbroker of the City of London, the defendant in a case before the Court of Exchequer that was removed to the Exchequer Chamber in light of its legal implications.

An ‘information’ was laid before the Court of Exchequer by the Keeper of the King’s Jewels alleging that certain of the king’s jewels that had been in the Keeper’s custody came into the possession of the defendant. Process issued against Mr Eyre to answer this information and justify his possession of the jewels, or otherwise return them to the king. The implication is that Mr Eyre has received stolen property.

Our barrister notes that an enormous amount of legal firepower has been assembled by the king; four king’s serjeants (medieval Treasury devils) and the Attorney-General have appeared to argue the king’s case.

In response to the information, Mr Eyre pleads that it is a custom of the City of London that if a person puts goods in pledge for a duty (for example, payment of a debt), he to whom the goods were pledged may keep them until the duty is satisfied. Mr Eyre pleads that another was in possession of the jewels and pledged them to him as security for a loan of £60. He denied that the jewels came into his hands by any other manner, and added that the loan remained unpaid. While he does not formally traverse the king’s pleading that they are his property, he also does not does not admit that they are, points out that they are not marked with any print or arms of the king and says the king should be put to strict proof on the question of ownership.

King’s Serjeant Choke now rises in reply. He argues that the matter pleaded as custom does not lie in custom as it does not have good commencement (evidence of continuous existence since time immemorial) and that it is contrary to reason and common law. He says that if it were so, “I can put all the goods of my master Fortescue (Chief Justice of King’s Bench) in pledge, even though I do not have them in legal possession. It is not reasonable that one will put the goods of another in pledge”.

Choke says that if there were a custom that one can devise land held in fee tail, or land held for life or a term of years, it would be void because it would prejudice those in the reversion or holding in fee simple and thus would be contrary to common law. Likewise, the custom here is in prejudice of him who owns the goods and so it should be likewise void.

In the alternative, Choke argues that even if there were such a custom that had good commencement and was held to lie in cases between subjects, the king would not be bound by it.

Our barrister replies by referencing that in certain parts of the country, inheritance operates by gavelkind in which all males inherit equally, and in other parts inheritance operates according to the custom of ‘Borough English’, where the youngest son inherits. He says also that in the City of London, a ‘feme sole merchant’ may plead or be impleaded separate from her husband. These are contrary to common law and yet held to be good custom. He also says that it could be that the king granted by authority of parliament that the City of London would have such a custom, and that if one can imagine a good commencement, such a thing can lie well enough in custom.

staple

Staple Inn, opposite Chancery Lane station on High Holborn. Staple Inn was an ‘Inn of Chancery’, which were to attorneys (solicitors) what the Inns of Court are to barristers. Neophyte barristers would first attend an Inn of Chancery to learn about writs and legal procedure. Staple Inn is one of the few non-royal, pre-1600 buildings in London.

King’s Serjeant Hindstone rises and says the matter cannot lie in custom because it is against reason. He says that in a recent writ of nativo habendo before the court, in which the defendant pleaded that it was a custom of London that if a villein resided peaceably in London for a year he will be free, the custom was held void inasmuch as it is contrary to reason and common law because villein is an inheritance. Equally, the custom in the instant case is against common right and in prejudice to others and should likewise be held to be void.

Serjeant Hindstone further says that even if it was good custom, it would not avail against the king. There are vills that hold the tolls of roads and bridges by custom, yet the king does not pay anything for his carriage on these roads and bridges, and so even if the custom were good, the king is not bound by it.

Our barrister responds that a devise justified by custom can have good commencement and be consistent with reason, and contrary to common law, and yet be valid. For example, in various parts of England the custom holds that widows be endowed with half the husband’s estate (rather than the usual one-third), and in some places is held to have as an estate for life the principal mansion house of the husband, and this custom is as well pleaded against the king as against a stranger.

King’s Serjeant Littleton responds that in respect of customs that are contrary to common law, such as ‘Borough English’ whereby the youngest son inherits, they will lie because they are reasonable; the youngest son inherits inasmuch as he is worse able to aid himself, and is as near in blood to the father as the eldest. By contrast, the custom pleaded by the defendant would mean that one can be robbed and his goods pledged, and he would have no legal remedy to secure their return. It is thus contrary to reason and distinguished from customs that are contrary to common law but justified by reason.

It is further distinguished by the fact of the plaintiff being king; if there is a custom of a vill that waifs and strays (lost animals) can be seized by the lord if not claimed within a year and a day, even if 20 years pass the king can take his horse because time does not run against the king (“Nullum tempus occurrit Regis”). Thus the intervening transactions relating to the jewels do not avail the defendant.

The Attorney-General, William Nottingham, now rises to speak. He says that the law could be, between common persons, as our barrister has said. However, where the king is a party it is otherwise. Where the king can demonstrate that such goods were once in his possession and not otherwise alienated, process will issue against any person who has secured physical possession without permission.

AG Nottingham then says that it is against reason that a stranger should have power to put his goods in pledge and that he should have no writ or remedy to effect a recovery.

The justices adjourn to deliberate. Shortly thereafter, they return to the chamber and Prysot CJCP (Chief Justice Common Pleas) gives the following judgment; “A thing cannot lie in custom unless the same thing be reasonable, and if it is reasonable, notwithstanding it be contrary to common law, yet it can lie well enough in custom. The custom pleaded is not reasonable”. The justices have ruled against Mr Eyre. The matter is remitted back to the Court of Exchequer, and Mr Eyre will have to return the jewels or face outlawry.

Building a practice

Our barrister is disappointed not to have prevailed, but feels satisfaction at having taken part in a case of such importance. By now the court proceedings in the hall are winding up and lawyers and litigants are dispersing. Our barrister’s work day is not over yet. If he is to secure new work, he must seek it out.

He leaves the Palace of Westminster, walking through Whitehall, up Strand and back into the City of London. Stopping momentarily to purchase a joint of mutton to gnaw on, he makes his way to the parvis of St Paul’s (the steps fronting the entrance of the cathedral).

The parvis of St Paul’s is where barristers tout for business. The churchyard of the cathedral, also known as St Paul’s Cross, is a very busy place. It is the place at which royal proclamations are made. Heretical books, and sometimes Lollards, are burned in the Cross. Itinerant friars preach here, and people gather for public debates. It is like a medieval London cross between Piccadilly Circus and Speakers Corner at Hyde Park.

If barristers need to meet with a client or attorney for a con, they have space inside the cathedral where they can sit, take notes and dispose of legal business.

StPaul'sCross

St Paul’s Cross

At the Cross, our barrister sees the attorney of the Worshipful Company of Mercers. The Mercers have regularly instructed him on livery company business, and he makes his way through the crowd to engage him. The attorney informs him that the widow of the former Master of the company has taken possession of one of the Company’s wharves at Queenhithe. The widow is claiming that fee simple title to the wharf was sold to the master and devised to feoffees who hold it to her use. Each time the Mercers have sent their servants to take possession of the wharf, the widow’s henchmen have beaten them up and driven them off the docks.

Our barrister determines that the first step is to secure copies of the conveyances that record the sale, if they indeed exist. If they do not, then a writ of novel disseisin can quite simply be issued in the Common Pleas against the widow and the feoffees-to-use. He sends his pupil to the Rolls House on Chancery Lane to do some research in the archives and attempt to find the Feet of Fine registering the ownership of the wharf.

After a day of toil and industry in the courts and at the cross, our barrister can return to the Temple for dinner (lunch) and an afternoon of mooting, legal readings, dancing and mirth.

Legal education

At 2pm, the Master of the Temple orders a cannon shot be discharged to let the benchers, serjeants and apprentices know it is time to eat. They return to Inner Temple hall, the benchers and any distinguished visitors sitting at high table.

Malmsey wine and venison pasties are served to the benchers and apprentices while the students sing, dance and perform plays to entertain them. Attendance is compulsory and the Butler will search the grounds of the Inn to make sure the students are not eating in their rooms, although a student who makes it to the buttery cannot be forcibly brought to the hall for it has been ajudged sanctuary since time immemorial.

Other dishes like roast beef and boar’s head are served to the assembled members. It is likely our barrister will be sitting at the same table as those he appeared opposite in the Exchequer Chamber, and it is an opportunity to discuss the case and its implications for the practice of money-lending in the City.

At this point, the Master poses a legal question, whether the king can by letters patent grant the wardship of the heir of a tenant-in-chief before the tenant is deceased, and the students divide into teams to moot the question as if before a court. The benchers interject awkward and difficult questions, and then decide who has won.

Once cheese is served, the students are excused from their entertaining and mooting duties and are now free to eat. After dinner, our barrister can repair to the library to do some research about the legal status of self-dealing transactions by the officers of corporations and livery companies. He might seek advice from other barristers in the library on that point, or give advice to his pupil on how to find relevant documents at the Rolls House.

His day ends with the Vespers service in the Temple Church and a modest supper in the hall with his comrades, and then returns to chambers for some light reading by candle-light, and bed.

Back in 2018

With this ‘day in the life’, it’s possible to see from whence came the singular traditions of the bar, such as qualifying sessions, pupillage, moots and its collective character. There have been calls for such traditions to abolished and for the legal profession to be fused. In my opinion, this would be a grave error.

Just like the special apparel of the bar, these traditions confer a special sense of identity and belonging to its members. If the bar’s contribution to the rule of law is partly a function of its independence, then maintaining those practices that set it apart and give it a unique sense of identity and tradition are to be applauded rather than swept away in the name of eliminating heterogeneity and making it less ‘stuffy’ and ‘intimidating’.

There is no other country on earth that possesses a system of legal qualification and practise akin to the English bar and Inns of Court. This is a thing of value, not a vestigial embarrassment, and its continued existence should be supported and protected.

***If you enjoyed reading this blog, I would humbly beseech you to consider making a donation to my legal text and study fund. With the shutdown of the university library and national archives, the conclusion of my masters degree has been delayed. Any donation of any size would be very gratefully received.

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